Services Designed For Asset Management Firms
RFG provides alternative asset managers, at all stages of business, with tools and templates to simplify the process of registering with the SEC, build a business-friendly compliance program and stay on top of requirements when their business model or the rules change. Moreover, our experts are always available to help you through the process.
We pride ourselves on offering a unique, holistic view to legal and regulatory issues. Our approach is interdisciplinary and business-oriented; all of our regulatory products have been prepared by a team with the capacity to provide strategic advice. Our team includes experience as a major law firm partner, senior operating officers at hedge funds and fund of hedge funds, senior compliance and risk officers and a former SEC Commissioner.
RFG Registration Pro™
Deciding whether or not to register is simply one step in a series of significant business decisions. For those who need to register with the SEC or file for an exemption, RFG has business-oriented tools to distill regulatory requirements into actionable items that are tailored to specific needs.
RFG Pathfinder™
For emerging managers and growing advisers who are expanding into new areas, we offer a comprehensive, business-friendly guide to applicable regulations, using elements like corporate structure, investor class and strategy to determine what each investment adviser needs to know.
RFG Watch™
Staying current is staying compliant. RFG provides a simple decision-making tool that can be used to determine the applicability of new and proposed regulations and issues unique to each investment adviser we serve, helping emerging and established managers stay abreast of current issues.
Click the link below to read a full description of our products and services.
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