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Asset Management Commentary

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Asset Management Commentary
Commentary
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Positioning Your Firm With Investors: A Critical Pitch Book Page
An outline of what an early pitch book page highlighting operational infrastructure should look like.
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Follow the Figures
An analysis of the quantitative implications of having an insufficient governance infrastructure.
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Positioning Your Firm With Investors
A discussion of why alternative asset managers should build regulatory requirements into their operational processes.
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Who's Watching Your Assets? Lessons from MF Global
First published in Opalesque in February 2012.
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Hedge Funds and Swaps: Why Trading Will Cost You More
Sherri Venokur's article on why Title VII of Dodd-Frank's rules for swap dealers will increase trading costs for hedge funds.
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Striving to comply with the new regulatory culture
Our article in the March 2012 issue of FTSE Global Markets about the changing face of the regulatory landscape.
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Financial Reform: Redrawing the Product Suite
An interview featuring RFG CEO Deborah Prutzman in the March 2012 issue of FTSE Global Markets.
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The S.E.C. Says the Game Has Changed, And So Must Senior Management
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Five Key Steps to Preserving and Growing Your Franchise
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Thoughts on Recent Enforcement Actions: The One Key Step You Can Take
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Results of Expert Networks Survey
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Exempt Reporting Adviser: Exempt from What?
Click here to see this document as a webpage.

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RFG's Visual Guide to Registration for Non-US Advisers
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RFG's Visual Guide to Registration for US Advisers
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The Impact of the SEC Meeting on June 22, 2011
Click here to see this document as a webpage.
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Financial Regulation: Recognizing the Difference Between Compliance and Governance
Click here to see this document as a webpage.
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Dodd-Frank: A Picture is Worth a Thousand Words, Fall 2010
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